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Ethics in Practice   |    
Teaching Professionalism in Orthopaedic Residency
Roger Cornwall, MD, Resident, PGY-IV
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Department of Orthopaedics, Mount Sinai Hospital, One Gustave L. Levy Place, Box 1188, New York, NY 10029-6574 E-mail address: rogercmd@yahoo.com

The Journal of Bone & Joint Surgery.  2001; 83:626-626 
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Two residents, wearing white coats with their names and "Department of Orthopaedics" conspicuously embroidered on them, boarded a hospital elevator crowded with physicians, employees, and visitors. In a clearly audible voice, one resident began a story: "You should have seen the patient I saw in my clinic the other day. She was beautiful! I should send her to see Dr. W. He would love to see her!" This comment drew the undivided attention of everyone in the elevator and cast a ghastly silence over the rest of the ride.
In recent years, interest has expanded regarding professionalism and its importance in medicine and surgery1-5. Orthopaedic surgery is no exception, as the topic has recently reached prominence in our literature and policies1,3,6,7. It is unlikely that professionalism is a universal and innate characteristic of college students entering medical school, yet it becomes a necessary value in medical practice. Somewhere in the ongoing process of medical education, the issue must be addressed.
It is easy to see from the literature that even those who have spent a great deal of time considering the issue of professionalism have difficulty agreeing on a definition3,5,7. Most agree that professionalism entails strict adherence to standards set forth by morality and by our commitment to society1,3. Such a notion may satisfy philosophers and politicians, but it offers little practical guidance to students or residents. Professionalism has been likened to pornography: difficult to define but easy to recognize5. However, if physicians accept this view, they are likely to simply await the occurrence of professional behavior in their students, their peers, their role models, and themselves. Without established criteria, they lack the capacity to improve their own professional character or to direct and assess improvement in their students.
In a recent examination of the definition of professionalism, the following were cited as important elements: altruism, morality, social responsibility, humanism, accountability, commitment, and reflection5. However, such a descriptive approach points to the difficulty in establishing a clear, concise definition. In 1998, the Academic Orthopaedic Society surveyed 186 prominent orthopaedic surgeons in an attempt to reach a consensus definition of professionalism for use in residency education7. The respondents were asked to rate twenty characteristics and values on a scale of 1 to 7 according to their contribution to professionalism. All twenty factors received a mean score between 4.7 and 6.9. As none of the factors were considered unimportant, this survey added little clarity to the definition. Nonetheless, the concept of professionalism can be separated into values such as those listed above for purposes of discussion, education, and evaluation.
Medical school has long been fertile ground for the exploration of topics such as professionalism. School curricula are constantly changing to accommodate a renewed interest in physicians’ professional and ethical behavior8. Students are inundated with creative learning tools to help to address issues of patient confidentiality, autonomy, cultural sensitivity, and professional conduct. They seem eager, open-minded, and inspired by the nobility of their newly chosen path, and their professors are similarly eager to perpetuate that nobility. But where, in this passing of the professional torch, are the residents? Sadly, the recent movement to redefine professionalism in the changing medical environment has not infiltrated residency programs in a meaningful way9-12. Professionalism is not completely ignored, but it also is not addressed with the same vigor seen at other levels of medical education. For example, of the more than 100 physicians and students who registered for a recent conference on professionalism at my institution, not one of them was a resident. Although there is no evidence that points to worse professional conduct by residents than by students or practicing physicians, residency typically places comparatively little emphasis on the examination of such behavior12,13.
Residents, often challenged by heavy workloads, focus their attention primarily on the acquisition of knowledge and skills and on the application of these skills in roles of increasing responsibility. Nonetheless, residents are practicing physicians and, as such, they must interact constantly with patients and colleagues. Their ability to do so in a professional manner had not, until recently, been addressed as a topic of importance4,11. A recent prospective study of surgical residents found "professional" performance to be closely related to overall clinical performance, and the authors called for the topic of professionalism to be included in the education and evaluation of residents11.
The tradition of residency training, at least in the surgical fields, is not conducive to extensive philosophical exploration12,14. Much of residency training in orthopaedics occurs in case conferences, where the patient is absent, or in the operating room, where the patient is anesthetized. Teaching rounds, with discussions at the patient’s bedside, have lost favor, perhaps as a result, in part, of the ambulatory nature of many common procedures and the rapid inpatient turnover. Similarly, in outpatient clinics, time constraints have limited the opportunities for discussion of all but the essential patient-care issues. As a result, the resident is often minimally supervised in interactions with patients, and an entire venue in which professionalism plays an important role is not adequately utilized in residency education.
As difficult as it may seem to include the issue of professionalism in the daily educational routine of the resident, it is even more difficult to devote time to it in a didactic format. Thorough coverage of the body of practical knowledge for which an orthopaedic resident is held responsible is quite difficult in a one or even two-year didactic curriculum; this leaves little room for discussion of such issues as professionalism. At my institution, residents are given the opportunity to meet with a hospital ethicist to discuss current issues in medical ethics, but only for one hour each month. That amount of time, divided among all of the issues of medical ethics, cannot be expected to suffice.
Residency is one of the last great apprenticeships in today’s society. As apprentices, residents learn by doing and by emulating role models4,15. But how does one recognize professionalism? Perhaps an analogy can provide some guidance. A common and particularly crippling hazard of mountaineering is a "whiteout." A white, cloud-covered sky meets a white, snow-covered horizon, and all visual references are lost. The only way to regain spatial orientation is to find something not white: a rock outcropping, a crevasse, another person. Perhaps professionalism is that same white; even though it surrounds residents in plain view, one can neither recognize it nor define it until one finds a lack of it. For example, when the clerk in an emergency room announces over the public intercom system, "Whoever dropped off the pregnancy-test results for patient Jane Smith, please report to the desk," one should have no difficulty in recognizing the behavior as unprofessional and a breach of patient confidentiality.
Many examples like this one surround residents and are often readily apparent. However, it is not easy, and sometimes not politically possible, to challenge the behavior of others, especially colleagues and superiors. Nonetheless, residents enjoy a uniquely privileged place in the medical hierarchy. As mature students, they are given the opportunity, and are even encouraged, to critically examine their surroundings. Conversely, as young teachers, they are given the responsibility to critically examine themselves. Thus, residency simultaneously offers the material, the opportunity, and the need to address professionalism in a formal fashion.
As is true for any subject, no method of teaching professionalism will succeed without instilling in residents the motivation to learn. The impetus for the medical community as a whole to address professionalism has been largely societal. Changing economic concerns have dramatically altered the medical environment in recent decades. Philosophers, politicians, and the general public have come to criticize the medical profession’s maladaptation to this new environment, citing a shift in motivation from altruism to financial self-preservation1,3,15,16. This criticism has effectively prompted the medical community to reevaluate both its commitment to society and the embodiment of this commitment in professionalism. Residents, however, are largely shielded from these motivating factors. They do not have an acute need to establish and maintain professional interpersonal relationships with colleagues in order to secure referral sources and thus to attain financial stability. Similarly, residents’ "practices" very often consist of populations of patients without the wherewithal to shop selectively for their care. Thus, residents may not feel the strong pressure to excel in patient relations that highly discriminating populations of patients exert on practicing orthopaedists. With little pressure from society, colleagues, and patients, residents depend to a great extent on their educators to convince them of the importance of professional behavior. The manner in which individual educators accomplish this goal will undoubtedly differ, but a recent study by Rowley et al.4 supports adding the evaluation of residents’ professional behavior to the current means of evaluating residents’ performance. Not only will this explicit emphasis on professional values provide motivation for residents to behave professionally, but it will also implicitly demonstrate to residents that their role models value professionalism as much as they value technical clinical competence.
Once residents are made aware of the need to recognize, understand, and aspire to professional values, the process of teaching professionalism becomes feasible. If residents know that their program director values and expects professional behavior, then they will strive to excel in this area. Moreover, educators should institute disciplinary measures for professional misconduct that match or even exceed those for shortcomings in technical clinical performance. Such a division of residents’ deficiencies into "normative" and "technical" errors, with the former being considered far more serious, has been eloquently described by Bosk15.
In orthopaedic surgery, diagnosis and treatment are often best taught through discussion of specific cases. Case presentations of physician behavior can be similarly instructive if they are combined with a sense of value and importance. Discussion of cases of exceptional professional behavior is not likely to be as effective as discussion of professional misconduct, for several reasons. First, even if one assumes that most physicians behave relatively professionally in general, exemplary conduct does not stand out readily for examination (the whiteout). However, professional misconduct is often quite obvious (the crevasse). Second, discussion of the former may be interpreted simply as praise and may not be taken seriously. Third, just as case presentations of morbidity and mortality can provide compelling teachings, discussion of misconduct may be the most effective way to critically examine principles of professionalism. Finally, regular discussion of problem cases in professional behavior allows ongoing self-reflection among all of those involved that does not carry the gravity of external, official, legal reviews of conduct. In fact, it has been argued that this internal review is itself an element of professionalism2,5. These discussions need not usurp important didactic time or include medical ethicists and philosophers. A simple ongoing dialogue, fueled by conscientious faculty members and punctuated by infrequent but regular formal conferences, should suffice. Through such discussions of a variety of professional pitfalls, residents will learn to recognize and emulate the role models of professional excellence that surround them.
In summary, professionalism can and should be taught to residents in orthopaedics. Of paramount importance in this process is the creation of an awareness of professionalism among residents. Explicit evaluation of residents’ conduct may be effective in establishing this awareness while also providing a means to judge the success of such an educational program. Discussion of specific examples of professional misconduct utilizes a familiar didactic format to cover unfamiliar concepts. Only after residents as a group are convinced of the importance of rigorous professional behavior can methods of teaching and evaluating professionalism be investigated. With continued dedication to such goals, residents will become the leaders of tomorrow and will have a firm understanding of the values that, centuries ago, elevated the guild to a profession.
Baldwin DC, and Bunch WH: Moral reasoning, professionalism, and the teaching of ethics to orthopaedic surgeons. Clin Orthop,2000.378: 97-103, 37897  2000  [PubMed]
 
Blumenthal D: The vital role of professionalism in health care reform. Health Aff (Millwood),1994.13: 252-6, 13252  1994  [PubMed]
 
Cruess RL; Cruess SR; and Johnston SE: Professionalism and medicine’s social contract. J Bone Joint Surg Am,2000.82: 1189-94, 821189  2000  [PubMed]
 
Rowley BD; Baldwin DC; Bay RC; and Cannula M: Can professional values be taught? A look at residency training. Clin Orthop,2000.378: 110-4, 378110  2000  [PubMed]
 
Swick HM: Toward a normative definition of medical professionalism. Acad Med,2000.75: 612-6, 75612  2000  [PubMed]
 
American Academy of Orthopaedic Surgeons Committee on Ethics 1996-98: Guide to ethical practice of orthopaedic surgery. 3rd ed. Rosemont, Illinois: American Academy of Orthopaedic Surgeons; 1998 
 
Rowley BD; Baldwin DC; Bay RC; and Karpman RR: Professionalism and professional values in orthopaedics. Clin Orthop,2000.378: 90-6, 37890  2000  [PubMed]
 
Learning objectives for medical student education—guidelines for medical students: report I of the Medical School Objectives Project. Acad Med,1999.74: 13-8, 7413  1999  [PubMed]
 
Baldwin DC; Daugherty SR; and Rowley BD: Unethical and unprofessional conduct observed by residents during their first year of training. Acad Med,1998.73: 1195-200, 731195  1998  [PubMed]
 
Bunch WH; Storr CL; Hughes PH; and Baldwin DC: Substance use by surgical residents and students entering surgery. J Surg Res,1996.61: 108-12, 61108  1996  [PubMed]
 
Burack JH; Irby DM; Carline JD; Root RK; and Larson EB: Teaching compassion and respect. Attending physicians’ responses to problematic behaviors. J Gen Intern Med,1999.14: 49-55, 1449  1999  [PubMed]
 
Stern DT: Practicing what we preach? An analysis of the curriculum of values in medical education. Am J Med,1998.104: 569-75, 104569  1998  [PubMed]
 
Holmboe ES, and Hawkins RE: Methods for evaluating the clinical competence of residents in internal medicine: a review. Ann Intern Med,1998.129: 42-8, 12942  1998  [PubMed]
 
Stern DT: In search of the informal curriculum: when and where professional values are taught. Acad Med,1998.73(Suppl): 28-30, 73(Suppl)28  1998 
 
Bosk CL. Forgive and remember: managing medical failure. Chicago: University of Chicago Press; 1979 
 
Wenger NS, and Lieberman JR: The orthopaedic surgeon and industry. Ethics and industry incentives. Clin Orthop,2000.378: 39-43, 37839  2000  [PubMed]
 

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Topics

Baldwin DC, and Bunch WH: Moral reasoning, professionalism, and the teaching of ethics to orthopaedic surgeons. Clin Orthop,2000.378: 97-103, 37897  2000  [PubMed]
 
Blumenthal D: The vital role of professionalism in health care reform. Health Aff (Millwood),1994.13: 252-6, 13252  1994  [PubMed]
 
Cruess RL; Cruess SR; and Johnston SE: Professionalism and medicine’s social contract. J Bone Joint Surg Am,2000.82: 1189-94, 821189  2000  [PubMed]
 
Rowley BD; Baldwin DC; Bay RC; and Cannula M: Can professional values be taught? A look at residency training. Clin Orthop,2000.378: 110-4, 378110  2000  [PubMed]
 
Swick HM: Toward a normative definition of medical professionalism. Acad Med,2000.75: 612-6, 75612  2000  [PubMed]
 
American Academy of Orthopaedic Surgeons Committee on Ethics 1996-98: Guide to ethical practice of orthopaedic surgery. 3rd ed. Rosemont, Illinois: American Academy of Orthopaedic Surgeons; 1998 
 
Rowley BD; Baldwin DC; Bay RC; and Karpman RR: Professionalism and professional values in orthopaedics. Clin Orthop,2000.378: 90-6, 37890  2000  [PubMed]
 
Learning objectives for medical student education—guidelines for medical students: report I of the Medical School Objectives Project. Acad Med,1999.74: 13-8, 7413  1999  [PubMed]
 
Baldwin DC; Daugherty SR; and Rowley BD: Unethical and unprofessional conduct observed by residents during their first year of training. Acad Med,1998.73: 1195-200, 731195  1998  [PubMed]
 
Bunch WH; Storr CL; Hughes PH; and Baldwin DC: Substance use by surgical residents and students entering surgery. J Surg Res,1996.61: 108-12, 61108  1996  [PubMed]
 
Burack JH; Irby DM; Carline JD; Root RK; and Larson EB: Teaching compassion and respect. Attending physicians’ responses to problematic behaviors. J Gen Intern Med,1999.14: 49-55, 1449  1999  [PubMed]
 
Stern DT: Practicing what we preach? An analysis of the curriculum of values in medical education. Am J Med,1998.104: 569-75, 104569  1998  [PubMed]
 
Holmboe ES, and Hawkins RE: Methods for evaluating the clinical competence of residents in internal medicine: a review. Ann Intern Med,1998.129: 42-8, 12942  1998  [PubMed]
 
Stern DT: In search of the informal curriculum: when and where professional values are taught. Acad Med,1998.73(Suppl): 28-30, 73(Suppl)28  1998 
 
Bosk CL. Forgive and remember: managing medical failure. Chicago: University of Chicago Press; 1979 
 
Wenger NS, and Lieberman JR: The orthopaedic surgeon and industry. Ethics and industry incentives. Clin Orthop,2000.378: 39-43, 37839  2000  [PubMed]
 
Accreditation Statement
These activities have been planned and implemented in accordance with the Essential Areas and policies of the Accreditation Council for Continuing Medical Education (ACCME) through the joint sponsorship of the American Academy of Orthopaedic Surgeons and The Journal of Bone and Joint Surgery, Inc. The American Academy of Orthopaedic Surgeons is accredited by the ACCME to provide continuing medical education for physicians.
CME Activities Associated with This Article
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