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Commentary   |    
Selection of a Control Group n BMP Clinical Studies
Gerard Riedel, PhD; Alexandre Valentin-Opran, MD
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Genetics Institute, Inc., 87 Cambridge Park Drive, Cambridge, MA 02140

In support of their research or preparation of this manuscript, one or more of the authors received grants or outside funding from Genetics Institute, Inc. In addition, one or more of the authors received payments or other benefits or a commitment or agreement to provide such benefits from a commercial entity (Genetics Institute, Inc.). No commercial entity paid or directed, or agreed to pay or direct, any benefits to any research fund, foundation, educational institution, or other charitable or nonprofit organization with which the authors are affiliated or associated.

The Journal of Bone & Joint Surgery.  2001; 83:S159-159 
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The design of a bone morphogenetic protein (BMP) clinical study directly depends on the relationship of the proposed BMP treatment to the standard of care. One must consider whether the intended use of BMP will (a) replace or (b) augment the existing surgical standard of care.
In (a), meaningful clinical studies can be designed to test whether the proposed BMP treatment is equivalent or superior to the standard of care. For example, recombinant human (rh) BMP-2 is being tested as a complete replacement for the use of autograft in several spine fusion procedures. These clinical studies compare the outcomes of patients who have been randomized to receive rhBMP-2 or autograft. All patients receive the same spine instrumentation. The control group (autograft) was chosen because it represents the current standard of care. The most conservative design for studies of this sort is one that will definitively establish the statistical equivalence of the two treatments. The size of each group should be sufficiently large to allow a conclusion that the outcome of the two treatments differs by no more than a small amount (e.g., ±10%) and should limit the probability of a type II error (not detecting a difference that actually exists) to less than 20%.
In (b), the only meaningful design for a clinical study is one that tests whether the proposed BMP treatment is superior to the standard of care. For example, rhBMP-2 is being tested as an adjunct to standard surgical care in the acute treatment of open tibial fractures that require surgical management. In a study of this sort, every patient receives the standard of care (in this case, internal fixation with an intramedullary nail), and patients are randomized to receive either no additional treatment or rhBMP-2 treatment. The control group does not offer an alternative to BMP, because there is no alternative adjuvant treatment currently available.
The most conservative study design for studies of this sort is one that will detect relatively small differences between the control group and the BMP treatment group. However, statistically significant differences are not sufficient for these studies to be meaningful. The differences detected in these types of studies must also be clinically meaningful and represent a true clinical benefit for the patient.
In summary, the intended use of BMP treatment (and its relationship to the existing surgical standard of care) directly affects the design of clinical studies that evaluate that particular intended use. Most importantly, this relationship determines the choice of the appropriate control group, an essential requirement for any clinical study to yield definitive safety and efficacy results.

Participation in Industry-Sponsored BMP Clinical Trials

BMP clinical studies provide an excellent opportunity for collaboration between academic institutions and companies. The financial resources of companies make it possible to sponsor large, well controlled clinical studies that may be beyond the financial resources of individual academic institutions. When properly designed and executed, such studies not only rigorously assess the safety and efficacy of a proposed BMP treatment but also provide important information about the practice of orthopaedic surgery. Surgeons interested in participating in such studies should contact the companies developing AMP therapies and carefully consider the following issues.
(a) Do I have the interest in participating and how does my standard surgical management compare with that of the clinical study protocol? Every clinical study requires compromises. To ensure comparability, multicenter clinical studies require that all participating surgeons follow the same surgical management principles. While allowing some flexibility, this requirement usually results in some modification of surgeons’ standard management practices for patients that will be enrolled in the study. It is essential that surgeons are professionally comfortable and technically proficient with the modifications that may be required for the clinical study to have validity at their institutions. These modifications are also reviewed and approved by surgeons’ Institutional Review Boards, as part of the overall review of the BMP clinical trial.
(b) Are there adequate resources within my institution to enable me to conduct the study? The conduct of a BMP clinical study involves considerable preliminary activities, such as shepherding the protocol through one’s 11(B), extensive record keeping, laboratory tests (e.g., serum sampling) that are not usually administered, follow-up visits that may be more frequent than typically performed by one’s institution, etc. The coordination, and much of the execution, of these activities is best left to full-time dedicated research coordinators within an institution. Without such staff, the obstacles to successfully participating in a study are substantial.
(c) Does my practice include a reasonable number of patients in the population proposed for the study? It is especially frustrating for a surgeon to invest considerable time and energy to start a study and then find that patient enrollment is far slower than anticipated. Thus, it is important that a surgeon objectively assess whether his or her practice includes the patient population that will be studied in the clinical trial. An up-to-date database of the patients treated in the surgeon’s institution for the past 2 years is a very effective assessment tool and one that we strongly recommend for surgeons interested in performing any clinical study.
Moreover, the surgeon must be comfortable presenting and defending all alternatives of a randomized clinical trial. If the surgeon and his or her patients choose to participate in a study primarily on the basis of receiving the new treatment, a patient’s randomized assignment to the control group may result in that patient’s refusal to participate or in an early withdrawal of the patient. This in turn may significantly limit the surgeon’s ability to enroll and participate in the trial.
(d) Do my practice and institutional responsibilities allow me to commit the time necessary to successfully conduct and complete the proposed trial? Every clinical study requires a relatively long-term commitment from each participating surgeon. Preliminary activities may take 6 months or more, patient enrollment may take several months to several years, and required patient follow-up may continue for several years following surgery, including periods after a patient is discharged from a surgeon’s care. Before agreeing to participate in a clinical trial, surgeons should carefully consider the duration of the commitment that is required and their abilities to meet these considerable demands on their time.

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These activities have been planned and implemented in accordance with the Essential Areas and policies of the Accreditation Council for Continuing Medical Education (ACCME) through the joint sponsorship of the American Academy of Orthopaedic Surgeons and The Journal of Bone and Joint Surgery, Inc. The American Academy of Orthopaedic Surgeons is accredited by the ACCME to provide continuing medical education for physicians.
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